Posts Tagged ‘insider trading’

US insider trading trial begins

Tuesday, March 8th, 2011

The long-awaited trial of billionaire hedge fund manager Raj Rajaratnam on charges of insider trading begins later in New York.

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US insider trading trial begins

Editorial: From the Top

Friday, March 4th, 2011

If new S.E.C. charges are true, insider trading may be rampant.

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Editorial: From the Top

Ex-Goldman Sachs director charged

Tuesday, March 1st, 2011

A former Goldman Sachs board member is charged with insider trading by the US Securities and Exchange Commission.

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Ex-Goldman Sachs director charged

Ex-Goldman Sachs director charged

Tuesday, March 1st, 2011

A former Goldman Sachs board member is charged with insider trading by the US Securities and Exchange Commission.

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Ex-Goldman Sachs director charged

Case on Mortage Official Is Said to Be Dropped

Saturday, February 19th, 2011

The closure of the case after two years of inquiry follows last October’s settlement by Angelo Mozilo, former head of Countrywide Financial, of insider trading allegations.

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Case on Mortage Official Is Said to Be Dropped

DealBook: Diamondback Hit With $1 Billion in Redemptions

Tuesday, February 15th, 2011

Investors have asked to pull $1 billion from Diamondback Capital Management, which was raided by authorities in an insider trading investigation but has not been charged with wrongdoing.

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DealBook: Diamondback Hit With $1 Billion in Redemptions

Feds Charge Four With Insider Trading

Tuesday, February 8th, 2011

After federal officials starting investigating charges of insider trading, four hedge-fund employees apparently worried they might be next. They were right. U.S. attorneys in Manhattan announced charges against the four, who are accused of insider…

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Feds Charge Four With Insider Trading

DealBook: 4 Arrested in Insider-Trading Case

Thursday, December 16th, 2010

Prosecutors say an expert network firm paid more than $400,000 to tech company employees who provided confidential information.

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DealBook: 4 Arrested in Insider-Trading Case

Four Arrested for Insider Trading

Thursday, December 16th, 2010

As federal investigations into illegal stock deals continue, the FBI arrested four people from top tech companies in connection with insider trading on Thursday. The arrestees: James Fleishman, an executive for Primary Global Research; Mark Anthony…

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Four Arrested for Insider Trading

DealBook: Tidbits, or Material Facts for Insider Trading?

Tuesday, November 30th, 2010

Investors say none of the individual bits of scuttlebutt they pick up constitute material insider information.

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DealBook: Tidbits, or Material Facts for Insider Trading?

DealBook: Wiretaps Said to Widen Insider Inquiry

Tuesday, November 30th, 2010

The two-year-old wiretaps first used in the Galleon Group case are expected to be used to investigate other suspected cases of insider trading.

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DealBook: Wiretaps Said to Widen Insider Inquiry

DealBook: Arrest in Insider Trading Inquiry

Wednesday, November 24th, 2010

Don Chu, an executive from expert networking firm Primary Global Research, is accused of passing along information on technology company earnings to a figure in the Galleon insider trading case.

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DealBook: Arrest in Insider Trading Inquiry

DealBook: SAC Gets Subpoena in Insider Inquiry

Tuesday, November 23rd, 2010

Two large mutual funds, Wellington Management and Janus Capital Group, have also received subpoena requests seeking a wide range of information.

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DealBook: SAC Gets Subpoena in Insider Inquiry

DealBook: Agents Raid 3 Hedge Funds’ Offices

Monday, November 22nd, 2010

Two of the funds under investigation, Level Global Investors and Diamondback Capital, are both run by alumni of the giant hedge fund SAC Capital.

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DealBook: Agents Raid 3 Hedge Funds’ Offices

FBI widens insider trading probe

Monday, November 22nd, 2010

The FBI widens its investigation of insider trading beyond hedge fund Galleon, with raids on three more fund managers.

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FBI widens insider trading probe