Posts Tagged ‘trading-commission’

DealBook: Patrolling Wall Street on the Cheap

Wednesday, May 4th, 2011

Even after receiving budget increases, the Securities and Exchange Commission and the Commodity Futures Trading Commission are struggling.

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DealBook: Patrolling Wall Street on the Cheap

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Posted in border, budget, budget deficit, change, commission, FDA, future, GE, News, SEC, securities, struggling | Comments Off

Once on Sleepy Beat, Regulator Is Suddenly Busy

Friday, November 5th, 2010

The Commodity Futures Trading Commission is suddenly on the move, opening 419 investigations in the last year.

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Once on Sleepy Beat, Regulator Is Suddenly Busy

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